Regulations

Regulations and financial results

Overview of investment risks

This overview has been prepared by AS Redgate Capital for the purpose of notifying potential investors of the main investment risks associated with equity and bond investments. An investor is independently responsible for making investment decisions in such a manner that they correspond to the risk level desired by the investor.

Read more

Client classification criteria

Pursuant to the requirements of the Securities Market Act (subsection 46 (11)), AS Redgate Capital is required to establish written procedures for treating clients. Clients are classified prior to the commencement of the provision of services as well as upon changes in the data in the course of the provision of the service. This procedure stipulates the client classification criteria.

Read more

Principles for protection and safekeeping of the assets of clients

These Principles for Protection and Safekeeping of the Assets of Clients describe how AS Redgate Capital has arranged the safekeeping and protection of the securities and money of its clients. Unless otherwise specified in the Principles, a client, for the purposes of the Principles, means a natural or legal person who has entered into a service agreement with the Company.

Read more

Procedure for resolution of client complaints

The purpose of this Procedure for Resolution of Client Complaints is to regulate the procedure for resolution of client complaints in AS Redgate Capital and its subsidiaries. Client complaints must be handled in a transparent, efficient and systematic manner. Using the information obtained in the course of the complaints handling process, the Company strives to improve and upgrade the services provided and products offered as well as the internal rules to reduce the risks of the Company and improve the service quality, which, all in all, benefits both the Company and its clients.

Read more

Privacy Policy

The controller of personal data is AS Redgate Capital, registry code 11532616, legal address Pärnu mnt. 10, Tallinn 10148, e-mail: redgate@redgatecapital.eu. The objective of this Policy is to describe how AS Redgate Capital processes the personal data of clients and investors, incl. those of the data subjects specified in the Personal Data Protection Act.

Read more