{"id":5519,"date":"2020-09-02T14:59:23","date_gmt":"2020-09-02T11:59:23","guid":{"rendered":"https:\/\/redgatecapital.eu\/?page_id=5519"},"modified":"2023-01-18T16:59:29","modified_gmt":"2023-01-18T14:59:29","slug":"regulations","status":"publish","type":"page","link":"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/","title":{"rendered":"Regulations"},"content":{"rendered":"\n\t<section class=\"section beige-section limit-section-1500\" id=\"section_1487404458\">\n\t\t<div class=\"section-bg fill\" >\n\t\t\t\t\t\t\t\t\t\n\t\t\t\n\n\t\t<\/div>\n\n\t\t\n\n\t\t<div class=\"section-content relative\">\n\t\t\t\n<div class=\"row\"  id=\"row-1134605932\">\n\n\t<div id=\"col-2111357542\" class=\"col medium-6 small-12 large-6\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h1>Regulations<\/h1>\n\t<div id=\"gap-1502582270\" class=\"gap-element clearfix\" style=\"display:block; height:auto;\">\n\t\t\n<style>\n#gap-1502582270 {\n  padding-top: 30px;\n}\n<\/style>\n\t<\/div>\n\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1718742752\" class=\"col hide-for-medium medium-1 small-12 large-1\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1488158933\" class=\"col small-hero hide-for-small medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n\t<div class=\"img has-hover x md-x lg-x y md-y lg-y\" id=\"image_421436802\">\n\t\t\t\t\t\t\t\t<div class=\"img-inner dark\" >\n\t\t\t<img loading=\"lazy\" decoding=\"async\" width=\"600\" height=\"500\" src=\"https:\/\/redgatecapital.eu\/wp-content\/uploads\/Redgate-small-hero-5.jpg\" class=\"attachment-original size-original\" alt=\"\" srcset=\"https:\/\/redgatecapital.eu\/wp-content\/uploads\/Redgate-small-hero-5.jpg 600w, https:\/\/redgatecapital.eu\/wp-content\/uploads\/Redgate-small-hero-5-300x250.jpg 300w\" sizes=\"auto, (max-width: 600px) 100vw, 600px\" \/>\t\t\t\t\t\t\n\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\n<style>\n#image_421436802 {\n  width: 100%;\n}\n<\/style>\n\t<\/div>\n\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n<style>\n#row-1134605932 > .col > .col-inner {\n  padding: 70px 0px 10px 0px;\n}\n@media (min-width:550px) {\n  #row-1134605932 > .col > .col-inner {\n    padding: 120px 0px 40px 0px;\n  }\n}\n<\/style>\n<\/div>\n\t\t<\/div>\n\n\t\t\n<style>\n#section_1487404458 {\n  padding-top: 0px;\n  padding-bottom: 0px;\n  background-color: rgb(243, 58, 59);\n}\n<\/style>\n\t<\/section>\n\t\n\n\t<section class=\"section\" id=\"section_1065073934\">\n\t\t<div class=\"section-bg fill\" >\n\t\t\t\t\t\t\t\t\t\n\t\t\t\n\n\t\t<\/div>\n\n\t\t\n\n\t\t<div class=\"section-content relative\">\n\t\t\t\n<div class=\"row\"  id=\"row-1278345871\">\n\n\t<div id=\"col-1709259550\" class=\"col small-12 large-12\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h2>Regulations<\/h2>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n<style>\n#row-1278345871 > .col > .col-inner {\n  padding: 45px 0px 0px 0px;\n}\n@media (min-width:550px) {\n  #row-1278345871 > .col > .col-inner {\n    padding: 90px 0px 50px 0px;\n  }\n}\n<\/style>\n<\/div>\n<div class=\"row\"  id=\"row-1615694674\">\n\n\t<div id=\"col-1978616923\" class=\"col medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h4>Overview of investment risks<\/h4>\n<p class=\"match_height\">This overview has been prepared by AS Redgate Capital for the purpose of notifying potential investors of the main investment risks associated with equity and bond investments. An investor is independently responsible for making investment decisions in such a manner that they correspond to the risk level desired by the investor.<\/p>\n<a href=\"\/en\/about-us\/regulations\/overview-of-investment-risks\/\" class=\"button primary is-link\" style=\"padding:10px 0px 0px 0px;\">\n\t\n\t<span>Read more<\/span>\n\n\t<img loading=\"lazy\" decoding=\"async\" src=\"\/wp-content\/themes\/redgate\/assets\/images\/Redgate-arrow.png\" class=\"button-arrow\" width=\"33\" height=\"8\" alt=\"Button arrow\"><\/a>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1413296998\" class=\"col hide-for-small medium-1 small-12 large-1\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-406082697\" class=\"col medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h4>Client categorisation criteria<\/h4>\n<p class=\"match_height\">Pursuant to the requirements of the Securities Market Act (subsection 46 (11)), AS Redgate Capital (hereinafter the Company) is required to establish written procedures for treating clients.<\/p>\n<a href=\"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/client-categorisation-criteria\/\" class=\"button primary is-link\" >\n\t\n\t<span>Read more<\/span>\n\n\t<img loading=\"lazy\" decoding=\"async\" src=\"\/wp-content\/themes\/redgate\/assets\/images\/Redgate-arrow.png\" class=\"button-arrow\" width=\"33\" height=\"8\" alt=\"Button arrow\"><\/a>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1899577602\" class=\"col medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h4>Principles for protection and safekeeping of the assets of clients<\/h4>\n<p class=\"match_height\">These Principles for Protection and Safekeeping of the Assets of Clients (hereinafter the Principles) describe how AS Redgate Capital (hereinafter the Company) has arranged the safekeeping and protection of the securities and money of its clients.<\/p>\n<a href=\"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/principles-for-protection-and-safekeeping-of-the-assets-of-clients\/\" class=\"button primary is-link\" style=\"padding:10px 0px 0px 0px;\">\n\t\n\t<span>Read more<\/span>\n\n\t<img loading=\"lazy\" decoding=\"async\" src=\"\/wp-content\/themes\/redgate\/assets\/images\/Redgate-arrow.png\" class=\"button-arrow\" width=\"33\" height=\"8\" alt=\"Button arrow\"><\/a>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1824310096\" class=\"col hide-for-small medium-1 small-12 large-1\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-1327828557\" class=\"col medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h4>Procedure for resolution of client complaints<\/h4>\n<p class=\"match_height\">The purpose of this Procedure for Resolution of Client Complaints (hereinafter the Procedure) is to regulate the procedure for resolution of client complaints in AS Redgate Capital and its subsidiaries (hereinafter jointly the Company or Redgate Group).<\/p>\n<a href=\"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/procedure-for-resolution-of-client-complaints\/\" class=\"button primary is-link\" style=\"padding:10px 0px 0px 0px;\">\n\t\n\t<span>Read more<\/span>\n\n\t<img loading=\"lazy\" decoding=\"async\" src=\"\/wp-content\/themes\/redgate\/assets\/images\/Redgate-arrow.png\" class=\"button-arrow\" width=\"33\" height=\"8\" alt=\"Button arrow\"><\/a>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n<\/div>\n<div class=\"row\"  id=\"row-297706481\">\n\n\t<div id=\"col-1490990943\" class=\"col medium-5 small-12 large-5\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n<h4>Terms and conditions of processing personal data<\/h4>\n<p class=\"match_height\">The purpose of these terms and conditions of processing personal data is to describe how AS Redgate Capital and Redgate Advisory Services O\u00dc process the personal data of their clients and other persons.<\/p>\n<a href=\"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/terms-and-conditions-of-processing-personal-data\/\" class=\"button primary is-link\" >\n\t\n\t<span>Read more<\/span>\n\n\t<img loading=\"lazy\" decoding=\"async\" src=\"\/wp-content\/themes\/redgate\/assets\/images\/Redgate-arrow.png\" class=\"button-arrow\" width=\"33\" height=\"8\" alt=\"Button arrow\"><\/a>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n\t<div id=\"col-2058596364\" class=\"col hide-for-small medium-1 small-12 large-1\"  >\n\t\t\t\t<div class=\"col-inner\"  >\n\t\t\t\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\n\t\n\n<style>\n#row-297706481 > .col > .col-inner {\n  padding: 0px 0px 0px 0px;\n}\n@media (min-width:550px) {\n  #row-297706481 > .col > .col-inner {\n    padding: 15px 0px 55px 0px;\n  }\n}\n<\/style>\n<\/div>\n\t\t<\/div>\n\n\t\t\n<style>\n#section_1065073934 {\n  padding-top: 0px;\n  padding-bottom: 0px;\n}\n<\/style>\n\t<\/section>\n\t\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":5466,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"page-blank.php","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-5519","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.4 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Regulations - Redgate<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/redgatecapital.eu\/en\/about-us\/regulations\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Regulations - Redgate\" \/>\n<meta property=\"og:url\" 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