In order to implement Directive 2014/65/ EU of the European Parliament and of the Council (MiFID II), its implementing acts and the national legislation transposing the Directive into national law, investment firms must ensure a high level of investor protection. Investment products and services offered in financial instruments markets are often complex and require some expertise, while trading with financial instruments involves a risk that can result in significant losses or unexpectedly high returns.
AS Redgate Capital (hereinafter Redgate) must act honestly, fairly and professionally and in accordance with the best interests of the client, while providing services to customers. In order to provide investment services in the best interests of the client, Redgate must assess whether a particular investment product or service or financial instrument is appropriate for the client. To do this, Redgate must gather information about the client's knowledge and experience with respect to the relevant investment product, service or financial instrument. For the above reasons, we kindly ask you to fill in the following questionnaire.
After completing the questionnaire, we will evaluate your answers and provide you with the related results. The results are recorded and taken into account when offering investment services / products to legal entity you represent.
We hereby emphasize that the fact that Redgate may consider any product or service to be suitable on the basis of this questionnaire, does not constitute an investment recommendation, investment advice or offer for acquiring securities or the use of the investment services.
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Please note that if you do not provide the information required to assess appropriateness or do not provide correct, complete and accurate information, it will be difficult or impossible for Redgate to assess whether specific investment products / service is appropriate for the legal entity you represent (i.e. whether you have sufficient knowledge and experience with respect to the investment service or -product).